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Silash Ruparell

Lessons from Fiction: Part 2 - How Societies adapt to Disruptive Change

12/31/2012

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My one liner: How do societies adapt to Disruptive Change? Exerting discipline through fear. Labour skills reflect society’s needs. Why “National Patrimony” matters.  Being local versus global depends on society’s current needs. We are crucially dependent on our modern communications networks. Opportunity Cost determines Resource Allocation. Life Experiences give us important intuitive skills. Just some of the lessons learned from World War Z.

As 2012 draws to a close, I have taken the opportunity to publish the second in the occasional series, Lessons from Fiction.  The subject is “How Society adapts to Disruptive Change”

The book which gives us some rich insights is World War Z (2006) by Max Brooks.  Written as the account of an agent of the United Nations Postwar Commission, World War Z is a series of post-war interviews with all sorts of people from all over the world who lived through a fictional apocalyptic war.

The war was a 10-year conflict against Zombies, following a Zombie pandemic which originated in China (and was originally covered up by the Chinese government), spread to South America via the illegal donor trade, and finally came to prominence following an outbreak in South Africa.  Zombies are devoid of intelligence and are motivated only by the desire to consume human flesh.  Shortly after being bitten by a zombie, a human will “die” and then become a zombie itself.  The only way to destroy them is to destroy the brain.  They do not tire, and are as strong as the humans they infect.  At peak, there were 200 million zombies threatening humanity, and the book alludes to the human race coming to the brink of extinction.

Here is a YouTube simulation of a Zombie attack (unrelated to the book), originating in Peru.
Which is obviously quite an unlikely thing to actually happen. However, it got me thinking what might be real-world applications.

An interesting paper on the mathematics of containing a zombie outbreak is here.  Its major conclusion is that only quick, aggressive attacks can stave off the doomsday scenario of the total collapse of society.  The paper points to some possible applications of the analysis, including martyrdom-based religious extremism.  Is that why we observe quick and aggressive military strikes against alleged terrorist strongholds ?

And what of the current financial crisis ? “Zombie banks” was a term first coined by Edward Kane during the Savings and Loans crisis of the late 1980s. It describes an insolvent financial institution that continues to exist simply because it benefits from government guarantees of its ability to repay its debts.  Such banks become a drain on the resources of the state whilst fulfilling no useful asset allocation function.  Many commentators argue, and I agree, that much of our current financial system suffers from this malaise.  Modelling the negative systemic impact of keeping zombie banks afloat (as opposed to letting them go) would I think be an interesting field of research. 

But that’s a digression.  Back to the book. The personal accounts tell of people’s survival stories, their roles in discovering or overcoming the threat, and the social, geopolitical, economic and physical changes that people, nations, the environment went through during that period.

Clearly an extreme fictional tale, but extremely well-researched, such that we may draw some interesting conclusions as to how societies behave during times of extreme disruption.

Discipline can be exercised through Fear

The Russian army had its own way of ensuring that its soldiers would fight for the cause.  It stripped the soldiers of their own humanity, and their ability to decide for themselves.  The result was total submission to the mission. An insight into how repressive societies coerce and co-opt their citizens into the national project, whatever that may be.  The 20th century saw this on a grand scale, with millions of people induced to oppress and murder to compatriots so that they become collaborators in the scheme of the dictator.  Decimation also incidentally appears in Roman and Greek mythology.  The three Parcae were the Roman female personifications of fate (see previous post on this subject).  Nona spun the thread of life, Decima measured the thread of life and Morta cut the thread of life.  Not much research available on the internet, but it makes one wonder why the name of the preserver of life refers to partitioning into tenth parts.

“To decimate… I used to think it meant just to wipe out, cause horrible damage, destroy… It actually means to kill by a percentage of ten, one out of every ten must die… and that’s exactly what they did to us…

The Spetznaz had us assemble on the parade ground, full dress uniform no less… ‘You spoiled children think democracy is a God-given right.  You expect it, you demand it ! Well, now you’re going to get your chance to practice it’

… ‘What did he mean ?’

We would be the ones to decide who would be punished. Broken up into groups of ten, we would have to vote on which one of us was going to be executed. And then we… the soldiers, we would be the ones to personally murder our friends… We could have said no, could have refused and been shot ourselves, but we didn’t.  We went right along with it. We all made a conscious choice and because that choice carried such a high price, I don’t think anyone ever wanted to make another one again.  We relinquished our freedom that day, and we were more than happy to see it go.”
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The Parcae (Nona, Decima and Morta) by Peter Paul Rubens. They are spinning the Fate of Marie de' Medici. Decima is responsible for determining the fate of a person.
Labour skills reflect Society’s needs

When disruption comes, the labour market changes abruptly.  In a Zombie war, modern weapons do not work. Additionally, say goodbye to modern manufacturing methods, large scale agricultural production, non-essential service occupations, mass-media as a leisure pursuit.

Gradual disruptions could also have this effect; if you believe that environmental or economic changes will in the future make people less mobile, then skills which emphasise real production and output will be more valuable than those which value intangible services or agency.

“You should have seen some of the “careers” listed on our first employment census; everyone was some version of an “executive”, a “representative”, an “analyst”, or a “consultant”, all perfectly suited to the pre-war world, but all totally inadequate for the present crisis.  We needed carpenters, masons, machinists, gunsmiths.  We had those people, to be sure, but not nearly as many as were necessary.  The first labor survey stated that over 65 percent of the present civilian workforce were classified F-6, possessing no valued vocation.  We required a massive retraining program.  In short, we needed to get a whole lot of white collars dirty.”

One by-product of this could be an improved sense of emotional well-being, with people feeling that what they do is socially useful.  The evidence on this is not clear-cut either way.  Some studies suggest that once basic human needs are met above a certain level (measured by GDP per capita) then there is no international correlation between happiness and income, although within countries rising income is related to rising happiness (the so-called Easterlin Paradox).  Others argue that there is indeed an international correlation also.  Not for debate here, but it does seem intuitive that what people value is "relative" well-being.   In a world where everyone has more equal personal wealth (in this case because of the need to fight a common enemy), then they derive more utility from contributing to their local community. 

Certainly the author seems to imply that people are happier when they are more connected to their community.
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Under what circumstances could this vocation become desirable ?
“I met one gentleman on a coastal ferry from Portland to Seattle.  He had worked in the licensing department for an advertising agency, specifically in charge of procuring the rights to classic rock songs for television commercials.  Now he was a chimney sweep.  Given that most homes in Seattle had lost their central heat and the winters were now longer and colder, he was seldom idle.  “I help keep my neighbours warm,” he said proudly.  I know it sounds a little too Norman Rockwell, but I hear stories like that all the time.  “You see those shoes, I made them,” “That sweater, that’s my sheep’s wool,” “Like the corn ? My garden”.  That was the upshot of a more localised system.  It gave people the opportunity to see the fruits of their labour, it gave them a sense of individual pride to know that they were making a clear, concrete contribution to victory.”

The modern communications network is irreplaceable

Satellites are used for a number of civilian applications: navigation and positioning; communication (including telephony, internet, television and radio); weather forecasting; earth mapping (including agricultural yields, forestry, and geology).  Not to mention military uses.  All of our modern communication depends on them: the world as we know it would literally fall apart without them.  In the novel a team of astronauts mans the International Space Station (ISS) in order to keep a small number of satellites in orbit. The team was not guaranteed any passage back to earth, but given the importance of keeping satellites working they decided to stay on the ISS anyway….
ConstellationGPS
Animation depicting the orbits of GPS satellites in medium Earth orbit.
National Patrimony determines economic well-being

One of the biggest lessons of World War Z is in my opinion the importance of a term which I think is much under-used “National Patrimony”.  The concept is has been the subject of a previous post, Why the West rules…For Now, and it refers to the accumulated store of a country’s wealth and resources.  In its narrowest definition it may consist of natural resources and financial holdings, but it should really be broadened to cover the entire endowment of attributes and heritage that a country possesses, for example its culture, national identity, homogeneity, role of government, integration with other countries.

In today’s globalised world Cuba’s isolation and self-dependence in relation to the above attributes has been very much a handicap.  In the post-apocalyptic world physical and   cultural isolation, a nationalistic mindset, disproportionate investment in healthcare, and the psychology of being accustomed to face a common adversary, all became important assets in the flourishing of Cuba as the world’s wealthiest country.  

This is surely true of any era in time.  When analysing the relative outlook and capabilities of different countries, do we not put too much emphasis on flow items (deficits / surpluses, income levels, growth items, outputs, etc) ?  Surely in any era or cycle it is the National Patrimony of a country that determines its economic well-being.

“Cases were small and immediately contained, mostly Chinese refugees and a few European businessmen.  Travel from the United States was still largely prohibited, so we were spared the initial blow of first-wave mass migration. The repressive nature of our fortress society allowed the government to take steps to ensure that the infection was never allowed to spread.  All internal travel was suspended, and both the regular army and territorial militias were mobilized.  Because Cuba had such a high percentage of doctors per capita, our leader knew the true nature of the infection weeks after the first outbreak was reported… By the time of the Great Panic, when the world finally woke up to the nightmare breaking down their doors, Cuba had already prepared itself for war… The simple fact of geography spared us the danger of large-scale, overland swarms.  Our invaders came from the sea, specifically from an armada of boat people.  Not only did they bring contagion, as we have seen throughout the world, there were also those who believed in ruling their new homes as modern-day conquistadors.”
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Catedral de San Cristobal, Havana. And Cuba as the world's financial centre ?
Opportunity Cost determines Resource Allocation

The first thing that my Economics teacher at school taught us in our first lesson was: “There is only one cost which matters: Opportunity Cost.” Governments and administrators face choices all the time, since they do not have infinite resources.  In the Zombie attack the realisation that governments came to was that it was impossible to protect and save the whole population.  And, more objectively, once you have decided which cohort of the population you are going to save, then the remainder can actually be turned into an asset to fight against the threat by acting as a decoy.  In the book, all governments eventually adopted a version of the “Redeker Plan” as first developed by Paul Redeker during the apartheid era in South Africa.

Brutal and chilling, yes.  And clearly much too extreme for any peace-time decision making.  However, it does remind us government policy-making must by definition favour one group over another.  This could have profound implications in areas such as healthcare, where currently most governments do not explicitly allocate resources based on quantitative measures of their outcomes.  Quality Adjusted Life Years (QALYs) were an early attempt at this (what will be the patients quality of life and how long will he live, if you apply a given treatment ?), and some stories in the media suggest that hospitals do operate such policies unofficially. I think that with budget constraints in the future, such resource allocation will become more explicit.  

“This is where [Paul] Redeker stepped in.  His revised Plan Orange, appropriately completed in 1984, was the ultimate survival strategy for the Afrikaner people.   No variable was ignored.  Population figures, terrain, resources, logistics… Redeker not only updated the plan to include both Cuba’s chemical weapons and his own country’s nuclear option, but also, and this is what made the “Orange Eighty-Four” so historic, the determination of which Afrikaners would be saved and which had to be sacrificed… Redeker believed that to try to protect everyone would stretch the government’s resources to the breaking point.  He compared it to survivors of a sinking ship capsizing a lifeboat that simply did not have room for them all.  Redeker had even gone so far as to calculate who should be “brought aboard”.  He included income, IQ, fertility, an entire checklist of “desirable qualities”, including the subject’s location to a potential crisis zone.  ‘The first casualty of the conflict must be our own sentimentality’ was the closing statement for his proposal, “for its survival will mean our own destruction.”  Orange Eighty-Four was a brilliant plan.  It was clear, logical, efficient, and it made Paul Redecker one of the most hated men in South Africa.”

Life Experiences give us important intuitive skills
Picture
Fengdu Ghost City, China
The experience of the older generation is to be highly valued.  Regular readers of this blog will know that I rant about the inexperience of the 40-something world leaders that we have these days. What happened to the 60 and 70-year olds who have seen the world, achieved something in alternative careers, and truly understand how the world works ?  In World War Z, these were the people who understood the true ferocity of what was about to happen.  Sometimes it is just intuition.  One of the first interviews in World War Z is with a Chinese doctor called to an outbreak in Fengdu, where nobody yet understands that they are faced with a Zombie outbreak.  But one old lady senses something serious is about to happen because she has seen calamity many times before…

“I’ve never see Fengdu as anything but a cheap, kitschy tourist trap.  Of course this ancient crone’s words had no effect on me, but her tone, her anger… she had witnessed enough calamity in her years upon the earth: the warlords, the Japanese, the insane nightmare of the Cultural Revolution… she knew that another storm was coming, even if she didn’t have the education to understand it.”

And finally...

Many more accounts in the book than alluded to in this review, and much to reflect on.  Which makes this book a sci-fi / fantasy novel that is eminently accessible to the Reader on the Clapham Omnibus.

The Wikipedia link to the book is here.

There’s a movie due out in June 2013, by the way.  But it looks like it doesn’t really follow the structure of personal accounts where the outcome is already known.  It seems more like Brad Pitt Saves the World.

Which is fine I suppose. 

Here’s the trailer…
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Voltaire (1749 Translation) - Zadig or The Book of Fate (1747)

10/28/2012

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Picture
The ancient kingdom of Babylonia
My one liner: Arguably, even exceptional people can only ever expect to achieve 55% of what they want in life.  A dip into the 18th century philosophy of Voltaire can help us understand why.

Here’s a basic hypothesis for life outcomes. Bear with me on this, as those of you who know your Voltaire are going to say I’m straying far too far off the reservation…

Imagine that the outcomes that happen to an individual person in life are determined by 80% “world events” which are outside of his control and 20% “specific performance” which is within his control (comments please, on the percentage split).  [as an aside, anyone in finance will recognise the parallels with “market” and “specific” risk – presumably (??) the world in general operates like this, not just stock markets]. 

And let’s say that on average, half of “world events” are “good” ones for a particular individual, and half of them are “bad” ones.  So, your life outcome from “world events” is 40.  And let’s say on individual performance, a person thinks he is a “10-15”, say 15 for the high achievers amongst us.  So, add them up, and even a high achiever only gets to 55, on average.  If events always go his way, he gets to 95, and if events always go against him, he gets to 15.  But his expectation is 55.

Some faiths interpret “world events” in that model above as “Fate”.  The faiths typically differ as to what Fate implies.  The Judeo-Christian / Abrahamic tradition basically says that if you live a virtuous life then divine intervention tilts Fate in your favour. The Buddhist / Hindu tradition says that you can only escape the clutches of Fate through a process of self-realisation; otherwise your Fate is written, and that’s it.

Where on this line does Voltaire site in the tale of Zadig ? Hard to say, but I think he is undecided.  Zadig is frustrated that in his own eyes he is virtuous, wise, and makes good decisions (he probably rates himself as a 20), and yet his outcomes do not always reflect this. 

“Zadig, avec de grandes richesses, et par conséquent avec des amis, ayant de la santé, une figure amiable, un esprit juste et modéré, un cœur sincère et noble, crut qu’il pouvait être heureux. ”

“As Zadig was immensely rich, and had consequently Friends without Number; and as he was a Gentleman of a robust Constitution, and remarkably handsome; as he was endowed with a plentiful Share of ready and inoffensive Wit: And in a Word, as his Heart was perfectly sincere and open, he imagin’d himself, in some Measure, qualified to be perfectly happy.”

Some outcomes for him are simply due to bad luck, and he does try to pick himself up:

“Tout ce que j’ai fait de bien a toujours été pour moi une source de malédictions, et je n’ai été élevé au comble de grandeur que pour tomber dans le plus horrible précipice de l’infortune. ”

“All the Acts of Benevolence which I have shewn, have been the Foundation of my Sorrows, and I have been only rais’d to the highest Spoke of Fortune’s Wheel, for no other purpose than to be tumbled down with the greater Force.”

Others are, sorry Zadig, of your own making, as you do like to chase the girls a bit:

“Qu’est-ce donc que la vie humaine ? O vertu ! à quoi m’avez-vous servi ? Deux femmes m’ont indignement trompé ; la troisième, qui n’est point coupable, et qui est plus belle que les autres, va mourir ! ”

“What is this mortal life ! O Virtue, Virtue, of what Service hast thou been to me ! Two young Ladies, a Mistress and a Wife, have prov’d false to me; a third, who is perfectly innocent, and ten thousand Times handsomer than either of them, has suffer’d Death, ‘tis probable, before this, on my Account !”

So you probably aren’t as close to a 20 as you think you are.

It is not revealing too much to say that in the end Zadig reaches his goal of happiness.  But he has to go through some trials and tribulations to get there.  He kills some Egyptians in Egypt whilst defending a maiden’s honour.  Though his defence is accepted, the law says that he must nevertheless become a slave:

“Les Egyptiens étaient alors justes et humains.  Le peuple conduisit Zadig à la maison de ville. On commença par le faire panser de sa blessure, et ensuite on l’interrogea, lui et son domestique séparément, pour savoir la vérité. On reconnut que Zadig n’était point un assassin : mais il était coupable du sang d’un homme : la loi le condamnait à être esclave.”

“The Egyptians at that Time were just and humane.  The Populace, ‘tis true, hurried Zadig to the Town Gaol; but they took care in the first Place to stop the bleeding of his Wounds, and afterwards examin’d the suppos’d delinquents apart, in order to discover, if possible, the real Truth.  They acquitted Zadig of the Charge of wilful and premeditated Murder; but as he had taken a Subject’s Life away, tho’ in his own Defence, he was sentence’d to be a Slave” as the Law directed.”

He becomes the slave of an Arab merchant Setoc; the merchant realises over time that Zadig has skills way beyond those of an average slave and they become friends.  A taste of Voltaire’s wicked humour, in reference to Zadig’s womanising tendencies:

“Sétoc enchanté fit de son  esclave son ami intime.  Il ne pouvait pas plus se passer de lui qu’avait fait le roi de Babylone ; et Zadig fut heureux que Sétoc n’eût point de femme. ”

“Setoc, transported with his good Success, of a Slave made Zadig his Favourite Companion and Confident; he found him as necessary in the Conduct of his Affairs, as the King of Babylon had before done in the Administration of his Government; and lucky it was for Zadig that Setoc had no Wife.”

Picture
Zadig is given back his freedom and continues on his quest to find Queen Astarté, the former queen of Babylon with whom Zadig had fallen in love while he was in the employ of the King.  As a result they had both been forced to flee the Kingdom. 

Zadig’s new found happiness at being freed from slavery does not last long.  He makes his way back to Babylon, where he finds that Astarté has been reinstated as queen and that a competition is underway to find a queen for her. Zadig enters the competition, which takes place between four warriors dressed in full armour, and having anonymous identities.  He wins, but before his identity is revealed his armour is stolen by one of his rivals, and Zadig is therefore eliminated from the competition. 

His final journey (a parallel to the “40 days”) takes him back into the wilderness.  Here he meets hermit who eventually reveals himself to be the Angel Jesrad.  The hermit teaches Zadig that his destiny is beyond his control, and that Evil is a necessary counterweight to Good:

“Les méchants…sont toujours malheureux : ils servent à éprouver un petit nombre de justes répandus sur la terre, et il n’y a point de mal dont il ne naisse un bien. ”

“The Wicked…are always unhappy.  Misfortunes are intended only as a Touch-stone, to try a small number of the Just, who are thinly scattered about this terrestrial Globe: Besides, there is no Evil under the Sun, but some Good proceeds from it.”

As an example, the hermit kills a 14-year-old boy by drowning him, explaining to Zadig that had he not done so, the boy would have killed his aunt, and indeed Zadig himself.  So, Voltaire thinks that Fate can indeed be altered by divine intervention.  The Angel tells Zadig that his destiny lies back in Babylon, and suggests that he go back there. 

Which he does.

And this time he truly finds the “Happiness” that he is looking for (read the book to find out how). 

So who is Zadig ? He is a philosopher, wise man and warrior living in the ancient kingdom of Babylonia.  Voltaire tells his story through Zadig’s reflections on the nature of Mankind:

“Il se figurait alors les homes, tels qu’ils sont en effet, des insectes se dévorant les uns les autres sur un petit atome de boue.”

“He then reflected on the whole Race of Mankind, and look’d upon them, as they are in Fact, a Parcel of Insects or Reptiles, devouring one another on a small atom of clay.”

His journey is one of self-discovery, that starts with the naivety of his own moral standpoint:

“Zadig voulut se consoler, par la philosophie et par l’amitié, des maux que lui avait faits la fortune.”

“As Zadig had met with such a Series of Misfortunes, he was determin’d to ease the Weight of them by the Study of Philosophy, and the Conversation of select Friends.”

There is historical and cultural interest in the book too.  We think today of cities in the Arab world which have become trading hubs where merchants from all over the world congregate.  But it was no different in ancient times too, for example this reference to what is now known as Basra in modern Iraq:

“Il lui paraissait que l’univers était une grande famille qui se rassemblait à Bassora.  Il se trouva à table dès le second jour avec un Egyptien, un Indien gangaride, un habitant du Cathay, un Grec, un Celte, et plusieurs autres étrangers, qui dans leur fréquents voyages vers le golfe Arabique, avaient appris assez arabe pour se faire entendre.”

“It appear’d to him as if the whole Universe was but one large Family, and all happily met together at Balzora.  On the second Day of the Fair, he sat down to Table with an Egyptian, and Indian, that lived on the Banks of the River Ganges, an inhabitant of Cathay, a Grecian, a Celt, and several other Foreigners who by their Frequent Voyages towards the Arabian Gulf, were so far conversant with the Arabic Language, as to be able to discourse freely, and be mutually understood.”

And we get some examples of Voltaire’s deliciously wicked humour:

“Zadig éprouva que le premier mois du mariage…est la lune du miel, et que le second est la lune de l’absinthe.”

“Zadig found, by Experience, that the first thirty Days of Matrimony… is Honey-Moon; but the second is all Wormwood.”

So, does Voltaire truly think that Fate, or “World Events”, as I put it earlier, is the only determinant of our life outcomes ? Well, I am not so sure that he does.  I think he is not sure, and he leaves a few doors open, to suggest that we can tilt outcomes in our favour.  By portraying the story of Zadig as a journey, Voltaire seems to be suggesting that it is Zadig’s learning and understanding of his own capabilities which evolves. 

Taking the analogy at the start of this article a little further, maybe Zadig starts off as 10/20 even though he thinks he is a 20/20.  And perhaps it is his journey and experiences which bring him to being a 15/20.

The English version of this book is a 1749 translation produced for New Bond Street booksellers John Brindley.  I can find no reference to who actually produced the translation.  The book is available for free in French here and in English here via the Project Gutenberg.  The Wikipedia link to the book is in French here and English here.
Picture
François-Marie Arouet, aka "Voltaire"
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    Silash Ruparell

    Reviews of books that I read in my spare time.  Enjoy.

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